The Australian Securities & Investment Commission require Australian Financial Services Licensees to comply with Regulatory Guide 227 – OTC CFDs: Improving disclosure to retail investors.
Saxo Capital Markets is required to assess the suitability of retail investors with an interest in trading:
- Margin FX
- Contracts for Difference (CFDs)
- Futures Contacts
- Contract Options
To submit the Suitability Assessment please:
- Download the Suitability Assessment.
- Fill in the Suitability Assessment electronically.
- Upload the Suitability Assessment via a Support Ticket from the Platform.