The Australian Securities & Investment Commission require Australian Financial Services Licensees to comply with Regulatory Guide 227 – OTC CFDs: Improving disclosure to retail investors.
Saxo Capital Markets is required to assess the suitability of retail investors with an interest in trading:
- Margin FX
- Contracts for Difference (CFDs)
- Futures Contacts
- Contract Options
To submit the Appropriateness Test please:
- Click on the PDF link here: https://www.home.saxo/-/media/documents/regional/au/forms-documents/au-appropriateness-test.pdf
- Fill in the Appropriateness Test electronically.
- Upload the Appropriateness Test via a Support Ticket from the Platform.