The Australian Securities & Investment Commission require Australian Financial Services Licensees to comply with Regulatory Guide 227 – OTC CFDs: Improving disclosure to retail investors.
Saxo Capital Markets is required to assess the suitability of retail investors with an interest in trading:
- Margin FX
- Contracts for Difference (CFDs)
For clients directly served by Saxo, the online test is available on trading platform at My Profile > Platform Settings > Trading Products.
For clients introduced by brokers, please use the PDF test below and send to us after completing it.
- Click on the PDF link here
- Fill in the Appropriateness Test electronically.
- Upload the Appropriateness Test via a Support Ticket on the Platform.
Please note:
1. If your account is a superfund/trust/corporate, please make sure you have submitted LEI code to us to enable FX/CFD trade.
2. If you live in New Zealand, please refer to this article.